Michelle Schwab serves as the Chief Compliance Officer of Ellsworth Advisors. Her primary responsibilities include overseeing and managing regulatory compliance issues, designing and implementing internal controls and creating policies and procedures for the firm. Michelle has spent her entire 23-year career as a securities compliance professional. She has received designations as a Fellow, Life Management Institute (FLMI); Associate, Insurance Regulatory Compliance (AIRC); and Associate, Customer Service (ACS).
Michelle is a graduate of the University of Montevallo in Montevallo, Alabama where she received a bachelor’s degree in Business Administration. Prior to joining Ellsworth Advisors, she served as an Associate, Compliance Director for Western International Securities, a full-service independent dually registered firm headquartered in Pasadena, California.
Michelle is an active volunteer with the Hudson Library and Historical Society through the Friends of the Hudson Library Bookstore. Outside of the office, she enjoys spending time with friends and family. Michelle lives in Hudson, Ohio with her son and rescued shepherd mix.